Christopher Scott
Christopher Scott is a registered investment advisor at UBS Financial Services INC., based in Omaha, NE, with 25 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
13815 FNB Parkway Suite 300, Omaha, NE, 68154-5220
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2008Criminal
April 1999Other Business Activities
Christopher is a self-published book author writing about college athletics and relationship building in business. He also runs a personal blog discussing local politics and plans to start an LLC to buy and sell baseball cards.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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