Susan Mims
Susan Mims is a CFP-designated registered investment advisor at Strategic Asset Management LLC., based in Rochester, MN, with 25 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 231 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable.
Fee Estimator
Location
2434 Superior Drive Nw, Suite 101, Rochester, MN, 55901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Susan is an independent insurance agent since 2010 and an investment advisor representative (IAR) with Strategic Asset Management, spending about 10-20% of her time there. She is also involved with the Iowa City Community Theater, Mims Financial Services, and Christian Retirement Services dba Oaknoll.
Employment History
Current Registrations
Strategic Asset Management LLC.
Previous Registrations
Dempsey Lord Smith, LLCBroker
United Planners' Financial Services of America a Limited PartnerBroker
Rda Financial Network
Cambridge Investment Research, INC.Broker
Heartland Investment Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.