TrueAdvisor
TrueAdvisor
KF
KF

Kristina Furnari

Wellington Shields Capital Management, LLC
26 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
View SEC Summary

Kristina Furnari is a registered investment advisor at Wellington Shields Capital Management, LLC, based in New York, NY, with 26 years of industry experience. Kristina is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 574 clients with $1.2B in assets under management.

Wellington Shields Capital Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
574 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$1.2B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Rates range from 0.20% to 1.50% for equity and balanced portfolios, and 0.20% to 0.75% for fixed income portfolios. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

60 Broad Street, 39th Floor, New York, NY, 10004

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2016
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kristina works as an accounting/bookkeeper for LFS Furnari Scher LLP, a law firm, since 2009, and for Ripple Coworking since 2017, dedicating minimal time to each. She is not compensated for her work at the law firm.

Employment History
Current Registrations
Wellington Shields Capital Management, LLC
March 2012 - Present · 14 yrs 7 mos
Wellington Shields & CO., LLC
March 2010 - Present · 16 yrs 7 mos
Wellington Shields & CO., LLC
November 2009 - Present · 16 yrs 11 mos
Wellington Shields & CO., LLCBroker
November 2009 - Present · 16 yrs 11 mos
Previous Registrations
H. G. Wellington & CO. INC. Capital Management Division
April 2004 - December 2010 · 6 yrs 8 mos
H. G. Wellington & CO., INC.Broker
February 2002 - December 2009 · 7 yrs 10 mos
Soundview Technology CorporationBroker
November 2000 - December 2001 · 1 yr 1 mo
Wit Capital CorporationBroker
August 2000 - December 2000 · 4 mos
State Registrations18 states
CACOCTFLGAINKYMDMENCNHNJNYOKPATNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in New York, NY →All financial advisors in New York →