What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Kristina works as an accounting/bookkeeper for LFS Furnari Scher LLP, a law firm, since 2009, and for Ripple Coworking since 2017, dedicating minimal time to each. She is not compensated for her work at the law firm.