Wellington Shields & Co. provides continuous investment supervisory services and portfolio management tailored to each client's individual needs, goals, time horizons, risk tolerance, and liquidity needs. Wellington Shields & Co. operates as both a registered investment advisor and a registered broker-dealer, offering equity, balanced, and fixed income portfolios through traditional accounts as well as a bundled wrap-fee program. Portfolio managers employ fundamental analysis, technical analysis, charting, and third-party manager research, utilizing strategies such as long-term purchases, short-term purchases, margin transactions, and option transactions. Clients can also access an advisory brokerage option managed by professionals where fees are based on trade-by-trade commissions rather than an advisory fee.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual fees range from 0.20% up to 1.50% for equity and balanced portfolios, and 0.20% up to 0.75% for fixed income portfolios. All fees are negotiable.