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Robert Luna

14 Years of Experience
Omaha, NE
5 DisclosuresBroker
View SEC Summary
View SEC Summary

Robert Luna is a registered investment advisor, based in Omaha, NE, with 14 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold.

Location

1121 N. 102nd Ct, Suite 202, Omaha, NE, 68114

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
January 2019
Judgment / Lien
July 2017
Judgment / Lien
May 2017
Judgment / Lien
March 2016
Judgment / Lien
May 2015
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cetera Investment Services LLCBroker
May 2026 - Present · 5 mos
Cetera Investment Advisers LLC
May 2026 - Present · 5 mos
Previous Registrations
Ameriprise Financial Services, LLC
September 2022 - May 2026 · 3 yrs 8 mos
Ameriprise Financial Services, LLCBroker
September 2022 - May 2026 · 3 yrs 8 mos
Northwestern Mutual Investment Services,llc
March 2017 - September 2022 · 5 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
February 2017 - September 2022 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2014 - December 2015 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2014 - December 2015 · 1 yr 4 mos
Nylife Securities LLCBroker
February 2011 - May 2014 · 3 yrs 3 mos
State Registrations2 states
IANE
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Robert Luna - Financial Advisor | TrueAdvisor