Patrick Cummings
Patrick Cummings is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Spokane Valley, WA, with 25 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
12939 E Pinecroft Way, Suite 200, Spokane Valley, WA, 99216
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Patrick may earn commissions from insurance companies for sales of non-variable life, health, annuity, and disability income insurance products. He also owns several LLCs for various business purposes, including paying office expenses, receiving compensation, and airplane ownership, dedicating varying amounts of time to each.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services, LLC
Previous Registrations
Northwestern Mutual Investment Services,llc
Edward JonesBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.