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CFP

Gabriel Hicks

Raymond James Financial Services Advisors, INC
26 Years of Experience
La Crosse, WI
1 DisclosureBroker
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Gabriel Hicks is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in La Crosse, WI, with 26 years of industry experience. Gabriel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

401 Main Street, La Crosse, WI, 54601

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gabriel works as a church organist at First Lutheran Church since 2018, dedicating about 10-20% of his time. He also works as a financial advisor at State Bank Financial since 2017, which takes up more than half of his time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2017 - Present · 9 yrs
Raymond James Financial Services, INC.Broker
October 2017 - Present · 9 yrs
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2013 - October 2017 · 4 yrs 3 mos
Wells Fargo Clearing Services, LLC
July 2013 - October 2017 · 4 yrs 3 mos
BMO Harris Financial Advisors, INC.Broker
August 2012 - August 2013 · 1 yr
BMO Harris Financial Advisors, INC
August 2012 - August 2013 · 1 yr
M&i Financial Advisors, INC.
April 2012 - August 2012 · 4 mos
M&i Investment Management CORP.
April 2010 - April 2012 · 2 yrs
M&i Financial Advisors, INC.
September 2005 - March 2010 · 4 yrs 6 mos
M&i Financial Advisors, INCBroker
April 2004 - August 2012 · 8 yrs 4 mos
CUNA Brokerage Services, INC.Broker
February 2003 - April 2004 · 1 yr 2 mos
Thrivent Investment Management INC.Broker
July 2002 - January 2003 · 6 mos
Lutheran Brotherhood Securities CORP.Broker
July 2000 - July 2002 · 2 yrs
State Registrations16 states
AZCACTFLIAILKYMNMSNCNDNJNMUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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