JC
JC
John Clifford
23 Years of Experience
San Francisco, CA
1 DisclosureBroker
John Clifford is a registered investment advisor at Raymond James & Associates, INC., based in San Francisco, CA, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
101 California Street, Suite 4500, San Francisco, CA, 94111
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2008Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2018 - Present · 8 yrs 2 mos
Raymond James & Associates, INC.Broker
May 2018 - Present · 8 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLC
December 2017 - May 2018 · 5 mos
J.P. Morgan Securities LLCBroker
December 2017 - May 2018 · 5 mos
Raymond James & Associates, INC.Broker
September 2016 - March 2017 · 6 mos
Raymond James & Associates, INC.
September 2016 - March 2017 · 6 mos
Deutsche Bank Securities INC.
April 2008 - September 2016 · 8 yrs 5 mos
Deutsche Bank Securities INC.Broker
December 2002 - September 2016 · 13 yrs 9 mos
Deutsche Bank Securities INC.Broker
May 2001 - June 2002 · 1 yr 1 mo
State Registrations19 states
AZCACOCTFLIDILMDNCNJNVNYOHORPASCTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.