Richard Loy is a registered investment advisor, based in Irmo, SC, with 23 years of industry experience.
Location
Irmo, SC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Advisory Group, LLC
August 2022 - Present · 3 yrs 9 mos
Empower Financial Services, INC.
August 2022 - Present · 3 yrs 9 mos
Empower Financial Services, INC.Broker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
LPL Financial LLCBroker
May 2022 - August 2022 · 3 mos
LPL Financial LLC
May 2022 - August 2022 · 3 mos
CUNA Brokerage Services, INC.
July 2018 - May 2022 · 3 yrs 10 mos
CUNA Brokerage Services, INC.Broker
April 2017 - May 2022 · 5 yrs 1 mo
Lincoln Financial Securities CorporationBroker
February 2016 - January 2017 · 11 mos
Capital Guardian, LLCBroker
July 2012 - February 2016 · 3 yrs 7 mos
Woodbury Financial Services, INC.Broker
November 2009 - July 2012 · 2 yrs 8 mos
Waddell & Reed, INC.
July 2007 - June 2008 · 11 mos
Waddell & Reed, INC.Broker
July 2007 - June 2008 · 11 mos
Scottrade, INC.Broker
October 2006 - July 2007 · 9 mos
A. G. Edwards & Sons, INC.
June 2006 - October 2006 · 4 mos
A. G. Edwards & Sons, INC.Broker
June 2006 - October 2006 · 4 mos
First Citizens Investor Services, INC.Broker
March 2006 - July 2006 · 4 mos
First Citizens Investor Services, INC.
March 2006 - July 2006 · 4 mos
Morgan Stanley
August 2002 - March 2006 · 3 yrs 7 mos
Morgan Stanley Dw INC.Broker
November 2000 - March 2006 · 5 yrs 4 mos
State Registrations1 state
SC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.