Steven Cook is a registered investment advisor, based in Denver, CO, with 20 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2000 S. Colorado Blvd., Tower 2, Suite 150, Denver, CO, 80222
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Regulatory History (2)
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Criminal
January 1995Final Disposition
Criminal
July 1991Final Disposition
Employment History
Current Registrations
HUB International Investment Services INC.
September 2026 - Present · 1 mo
HUB International Investment Services INC.Broker
September 2026 - Present · 1 mo
Global Retirement Partners LLC
August 2026 - Present · 2 mos
LPL Financial LLCBroker
August 2026 - Present · 2 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
July 2026 - August 2026 · 1 mo
Northwestern Mutual Investment Services, LLCBroker
June 2026 - August 2026 · 2 mos
Alliance-One Investments, LLCBroker
January 2024 - February 2024 · 1 mo
T. Rowe Price Advisory Services, INC.
April 2023 - July 2023 · 3 mos
T. Rowe Price Investment Services, INC.Broker
November 2017 - July 2023 · 5 yrs 8 mos
T. Rowe Price Associates, INC.
November 2017 - April 2023 · 5 yrs 5 mos
Advice and Planning Services
November 2005 - October 2017 · 11 yrs 11 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
June 2004 - October 2017 · 13 yrs 4 mos
J.P. Morgan Institutional Investments INC.Broker
December 2003 - June 2004 · 6 mos
American Century Investment Services INC.Broker
January 2003 - December 2003 · 11 mos
Financial Network Investment CorporationBroker
September 2002 - November 2002 · 2 mos
State Registrations1 state
CO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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