Stefan Lendi is a registered investment advisor at UBS Financial Services INC., based in Los Angeles, CA, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
2000 Avenue of the Stars, 12th Floor, Los Angeles, CA, 90067
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stefan is a member of the board of directors and treasurer for Return to Zero Center for Hope and Healing Inc., a non-profit focused on perinatal loss. He spends minimal time on budgeting and fundraising for the organization.
Employment History
Current Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Previous Registrations
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
Deutsche Bank Securities INC.Broker
Deutsche Bank Securities INC.
UBS International INC.
UBS International INC.Broker
UBS Warburg LLCBroker
State Registrations29 states
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