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Lance Knight

Ashton Thomas Securities, LLC
26 Years of Experience
Las Vegas, NV
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Lance Knight is a registered investment advisor at Ashton Thomas Securities, LLC, based in Las Vegas, NV, with 26 years of industry experience. Lance is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,282 clients with $1.9B in assets under management.

Ashton Thomas Securities, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
73 advisors
Number of Clients
2,282 clients
Average Client Portfolio
$815K average
Assets Under Management
$1.9B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.99%

Maximum annual advisory fees vary by program: FB1 up to 1.50%, FB2 up to 1.25%, FB3 up to 1.00%, Managed ETF up to 1.50%, Morningstar Portfolios up to 1.50%, and AS8/AS9/Non-wrap/Wrap programs up to 2.99%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1980 Festival Plaza Dr, Suite 200, Las Vegas, NV, 89135

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2007
Denied
Customer Dispute
February 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Lance is an insurance agent with Ashton Thomas Insurance Agency since 2003, dedicating minimal time. He is also a managing wealth advisor with Ashton Thomas Private Wealth, LLC, spending full-time hours, and the chairman of the board for St. Judes Ranch for Children, spending about 10-20% of his time.

Employment History
Current Registrations
Ashton Thomas Securities, LLCBroker
November 2025 - Present · 11 mos
Ashton Thomas Private Wealth
July 2018 - Present · 8 yrs 3 mos
Previous Registrations
M. S. Howells & CO.Broker
December 2016 - November 2025 · 8 yrs 11 mos
Securities America, INC.Broker
December 2016 - December 2016 · 0 mos
Foothill Securities, INC.Broker
July 2010 - December 2016 · 6 yrs 5 mos
Headwaters Bd, LLCBroker
May 2010 - July 2010 · 2 mos
Capital Insight Partners, LLC
June 2009 - July 2018 · 9 yrs 1 mo
Purshe Kaplan Sterling InvestmentsBroker
June 2009 - April 2010 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2000 - June 2009 · 8 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2000 - June 2009 · 8 yrs 10 mos
State Registrations11 states
AZCADEFLMAMNMTNCNVPAUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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