LK
LK

Lance Knight

25 Years of Experience
Las Vegas, NV
2 DisclosuresBrokerSells Insurance

Lance Knight is a registered investment advisor at Ashton Thomas Securities, LLC, based in Las Vegas, NV, with 25 years of industry experience. Lance operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 2,599 clients with $1.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
62 advisors
Number of Clients
2,599 clients
Average Client Portfolio
$661K average
Assets Under Management
$1.7B

Fee Structure

Planning is included in investment management (also available separately)

Ashton Thomas Securities offers investment management services where you pay an annual percentage of your account value. The exact percentage depends on the specific program you choose. These programs include FB Advisory, Managed ETF Portfolios, and Morningstar Managed Portfolios. Fees are billed monthly or quarterly in advance, depending on the program. Additional expenses may include brokerage trading costs and custodial fees for retirement accounts. Wrap fee programs bundle investment advisory, trade execution, custody, and reporting fees into a single annual fee.

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Location

10777 W. Twain Ave., Suite 225, Las Vegas, NV, 89135

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2007
Denied
Customer Dispute
February 2005
Denied
Other Business ActivitiesSells Insurance

Lance is an insurance agent with Ashton Thomas Insurance Agency since 2003, dedicating minimal time. He is also a managing wealth advisor with Ashton Thomas Private Wealth, LLC, spending full-time hours, and the chairman of the board for St. Judes Ranch for Children, spending about 10-20% of his time.

Employment History
Current Registrations
Ashton Thomas Securities, LLC
November 2025 - Present · 6 mos
Ashton Thomas Securities, LLCBroker
November 2025 - Present · 6 mos
Ashton Thomas Private Wealth
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
M. S. Howells & CO.Broker
December 2016 - November 2025 · 8 yrs 11 mos
Securities America, INC.Broker
December 2016 - December 2016 · 0 mos
Foothill Securities, INC.Broker
July 2010 - December 2016 · 6 yrs 5 mos
Headwaters Bd, LLCBroker
May 2010 - July 2010 · 2 mos
Capital Insight Partners, LLC
June 2009 - July 2018 · 9 yrs 1 mo
Purshe Kaplan Sterling InvestmentsBroker
June 2009 - April 2010 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2000 - June 2009 · 8 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2000 - June 2009 · 8 yrs 10 mos
State Registrations10 states
AZCADEFLMNMTNCNVPAUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lance Knight - Financial Advisor | TrueAdvisor