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Daniel Witt

Ameriprise Financial Services, LLC
26 Years of Experience
Grand Rapids, MI
1 DisclosureBroker
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Daniel Witt is a registered investment advisor at Ameriprise Financial Services, LLC, based in Grand Rapids, MI, with 26 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4575 Lake Michigan Dr Nw, Grand Rapids, MI, 49534

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Daniel owns real estate, is a shareholder in H&S Companies for tax preparation, and co-owns Hendon Slate LLC, which holds ownership of his Ameriprise practice. He also owns HSC Group, LLC to manage administrative expenses for his Ameriprise practice, HS&C Wealth Management.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2010 - Present · 16 yrs 1 mo
Ameriprise Financial Services, LLC
January 2010 - Present · 16 yrs 9 mos
Ameriprise Financial Services, LLCBroker
January 2010 - Present · 16 yrs 9 mos
Previous Registrations
1st Global Capital CORP.Broker
June 2007 - February 2010 · 2 yrs 8 mos
Infinex Investments, INC.Broker
November 2006 - June 2007 · 7 mos
Macatawa Investment Services, INC.Broker
April 2004 - November 2006 · 2 yrs 7 mos
Morgan Stanley
December 2002 - March 2004 · 1 yr 3 mos
Morgan Stanley Dw INC.Broker
February 2001 - March 2004 · 3 yrs 1 mo
Mony Securities CorporationBroker
June 2000 - January 2001 · 7 mos
State Registrations20 states
ALAZCACOFLIAILINMIMNMTNCOHORPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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