David Neal is a registered investment advisor, based in Wichita, KS, with 25 years of industry experience.
Location
1625 N. Waterfront Pkwy., Ste 150, Wichita, KS, 67206
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is a board member for Hutchinson Regional Healthcare System, Aclarion, Cosmosphere, and Hutchinson Community Foundation. He also coaches basketball at Trinity Catholic High School, dedicating about a third of his time to this role.
Employment History
Current Registrations
Capfinancial Securities, LLC.
Capfinancial Securities, LLC.Broker
Captrust
Previous Registrations
Frontier Wealth Management, LLC
Purshe Kaplan Sterling InvestmentsBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.