Robert Rockwell is a CFP-designated registered investment advisor at Plan Financial, based in Fresno, CA, with 23 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 817 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $7.0M | 0.50% |
| $7.0M - $10.0M | 0.25% |
| $10M+ | 0.15% |
Schedule reflects the Custom Asset Allocation Services program. Standard Investment Advisory Services has a separate schedule starting at 1.00% for the first $1M. Fees may be discounted or waived for employees, charitable institutions, or based on time and effort.
Fee Estimator
Location
9 E River Park Pl E, Suite 440, Fresno, CA, 93720-1530
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert serves as trustee for the Richard A Rockwell 1990 Trust, managing and distributing assets for his deceased brother's estate since 1993. This activity takes a few hours per week and is performed outside of securities trading hours.
Employment History
Current Registrations
Plan Financial
Previous Registrations
Plan Financial
Beechwood Advisory Group, LLC
Plan Financial INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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