NL
NL
Nathan Lafrance
25 Years of Experience
Queensbury, NY
1 DisclosureBroker
Nathan Lafrance is a registered investment advisor at Key Investment Services LLC, based in Queensbury, NY, with 25 years of industry experience. Nathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27,533 clients with $6.1B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
629 advisors
Number of Clients
27,533 clients
Average Client Portfolio
$222K average
Assets Under Management
$6.1B
Fee Structure
Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$130
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.40% |
| $1M+ | 1.00% |
KIS's program fees are negotiable, but will never exceed the Program Fee schedule. This does not include the Investment Manager or Model Strategist fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
154 Quaker Rd., Queensbury, NY, 12804
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2016Denied
Employment History
Current Registrations
Key Investment Services LLC
February 2009 - Present · 17 yrs 3 mos
Key Investment Services LLCBroker
January 2006 - Present · 20 yrs 4 mos
Previous Registrations
Key Investment Services LLC
September 2008 - December 2008 · 3 mos
Key Investment Services LLC
January 2006 - December 2006 · 11 mos
Mcdonald Investments INC.
April 2004 - January 2006 · 1 yr 9 mos
Mcdonald Investments INC.Broker
April 2004 - January 2006 · 1 yr 9 mos
People's Securities, INC.Broker
January 2002 - March 2004 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
August 2000 - August 2001 · 1 yr
State Registrations20 states
AZCACTFLGAILLAMAMEMNNCNHNJNVNYOHPATXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.