Adam Saltzman
Adam Saltzman is a CFP-designated registered investment advisor at Northern Trust Securities, INC, based in Winnetka, IL, with 24 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 2,053 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.85% |
| $5M+ | 0.75% |
Rates apply to Fund Strategist Portfolio, Strategist UMA, and Equity and Balanced SMA strategies. Fixed Income SMA strategies have a separate schedule starting at 0.55%. Manager fees and product-level fees are in addition to these advisory fees.
Fee Estimator
Location
62 Green Bay Road, Winnetka, IL, 60093
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2017Employment History
Current Registrations
Northern Trust Securities, INC
Northern Trust Securities, INC.
Northern Trust Securities, INC.Broker
Previous Registrations
Vision Investment Services, INC.Broker
Scudder Distributors, INC.Broker
TD Waterhouse Investor Services, INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- William Hart, CFAHartline Investment Corporation
- Jeremy Wynes, CFPJ.P. Morgan Securities LLC
- Seth Lesondak, CFP
- Lambros Konstantellos, CFPJ.P. Morgan Securities LLC
- Corissa Landphair, CFPLandphair Wealth Management LLC
- Drew Gieger, CFA