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Jodi Seddon

21 Years of Experience
Louisville, KY
Broker

Jodi Seddon is a registered investment advisor at Ameriprise Financial Services, LLC, based in Louisville, KY, with 21 years of industry experience. Jodi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

806 Stone Creek Pkwy, Ste 5, Louisville, KY, 40223

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2018 - Present · 7 yrs 11 mos
Ameriprise Financial Services, LLCBroker
August 2018 - Present · 7 yrs 11 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
May 2013 - August 2018 · 5 yrs 3 mos
J.P. Morgan Securities LLC
May 2013 - August 2018 · 5 yrs 3 mos
UBS Financial Services INC.
September 2007 - August 2011 · 3 yrs 11 mos
UBS Financial Services INC.Broker
July 2007 - August 2011 · 4 yrs 1 mo
Linsco/private Ledger CORP.Broker
May 2007 - July 2007 · 2 mos
Ameriprise Financial Services, INC.Broker
August 2006 - April 2007 · 8 mos
Princor Financial Services CorporationBroker
January 2003 - August 2004 · 1 yr 7 mos
American Express Financial Advisors INC.Broker
August 2000 - May 2002 · 1 yr 9 mos
Ids Life Insurance CompanyBroker
August 2000 - May 2002 · 1 yr 9 mos
State Registrations23 states
ALAZCOFLGAIDILINKSKYMIMONCNJOHORPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.