JG
JG

Jay Griffin

21 Years of Experience
Peachtree City, GA
Broker

Jay Griffin is a registered investment advisor at Wells Fargo Advisors, based in Peachtree City, GA, with 21 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

101 World Dr, Ste 175, Peachtree City, GA, 30269

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jay has 100% ownership of Jay L Griffin, LLC since 2021, dedicating full-time hours to it. He is also a finance committee member at Newnan Presbyterian Church, spending minimal time attending meetings to discuss the church's finances and budget.

Employment History
Current Registrations
Wells Fargo Advisors
July 2020 - Present · 5 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
Edward Jones
July 2017 - July 2020 · 3 yrs
Edward JonesBroker
June 2017 - July 2020 · 3 yrs 1 mo
Cetera Investment Advisers LLC
February 2017 - July 2017 · 5 mos
Cetera Investment Services LLCBroker
February 2017 - July 2017 · 5 mos
UBS Financial Services INC.
December 2015 - August 2016 · 8 mos
UBS Financial Services INC.Broker
December 2015 - August 2016 · 8 mos
Wells Fargo Advisors, LLC
July 2011 - November 2015 · 4 yrs 4 mos
Wells Fargo Advisors, LLCBroker
July 2011 - November 2015 · 4 yrs 4 mos
Morgan Stanley Smith Barney LLC
November 2010 - July 2011 · 8 mos
Morgan Stanley Smith BarneyBroker
June 2010 - July 2011 · 1 yr 1 mo
Evergreen Investment Services, INC.Broker
September 2007 - October 2009 · 2 yrs 1 mo
Wachovia Capital Markets, LLCBroker
June 2004 - August 2007 · 3 yrs 2 mos
Wachovia Securities, INC.
April 2002 - August 2002 · 4 mos
Wachovia Securities, INC.Broker
March 2002 - August 2002 · 5 mos
Heartland Securities CORP.Broker
November 2001 - December 2001 · 1 mo
Protrader Trading, L.L.C.Broker
July 2001 - August 2001 · 1 mo
Protrader Securities CorporationBroker
April 2001 - August 2001 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2000 - February 2001 · 4 mos
State Registrations20 states
ALARCOFLGAIAILINLAMOMTNCNMNYSCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.