Celeste Luna is a registered investment advisor, based in Miami, FL, with 25 years of industry experience.
Location
1450 Brickell Avenue, Suite 2610, Miami, FL, 33131
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanctuary Securities, INC.Broker
September 2020 - Present · 5 yrs 8 mos
Sanctuary Advisors, LLC
September 2020 - Present · 5 yrs 8 mos
Sanctuary Securities, INC.
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
January 2009 - September 2020 · 11 yrs 8 mos
UBS Financial Services INC.Broker
January 2009 - September 2020 · 11 yrs 8 mos
Citigroup Global Markets INC.Broker
October 2000 - February 2009 · 8 yrs 4 mos
Citigroup Global Markets INC.
October 2000 - February 2009 · 8 yrs 4 mos
Ids Life Insurance CompanyBroker
August 2000 - October 2000 · 2 mos
American Express Financial Advisors INC.Broker
August 2000 - October 2000 · 2 mos
State Registrations5 states
CACONMNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.