David Bargetzi
David Bargetzi is a registered investment advisor at M Holdings Securities, INC., based in Highland, IL, with 25 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 3,621 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
M Holdings Securities offers various investment management programs with different fee structures. Some programs have wrap fees that cover advisory, brokerage, and custodial services in one fee. Other programs charge advisory fees separately from brokerage and other costs. Fees are negotiable with your financial professional and vary depending on the program chosen and the amount of assets managed. The maximum fee for WealthPursuit Wrap Fee Programs is limited to 3%. MPP Wrap Program fees will not exceed 1.36% for accounts with at least $150,000 in assets. WealthPursuit Prime fees are limited to a maximum rate of 3%.
Location
1210 Washington, Highland, IL, 62249
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is involved with Portell Financial Services doing case design and insurance sales, and DBP Wealth Advisory Group LLC doing case design and financial planning, dedicating full-time and about half his time respectively. He also works as an independent contractor for Lucco Management Company, LLC, handling data analysis and administration of group term plans, spending about 10-20% of his time.
Employment History
Current Registrations
M Holdings Securities, INC.
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Previous Registrations
NFP Securities, INC.
NFP Securities, INC.Broker
M Holdings Securities, INC.Broker
M Holdings Securities, INC.
Spectrum Financial INC
Royal Alliance Associates, INC.
M Financial Services, INC.
Royal Alliance Associates, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.