Michael Lariviere
Michael Lariviere is a CFP-designated registered investment advisor at Essex Financial Services, INC., based in Essex, CT, with 26 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 2,963 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual investment management fees range from 0.50% to 1.50% based on asset size, complexity, and overall relationship. Fees are negotiable at the firm's discretion.
Fee Estimator
Location
176 Westbrook Road, Essex, CT, 06426
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2017Other Business ActivitiesSells Insurance
Michael is a financial advisor, sales representative, and insurance agent at Essex Financial, dedicating full-time hours to these activities. He also works as an insurance agent for Essex Financial Services Inc, selling life insurance and fixed annuities for a few hours per week, and is a registered representative with The Leader's Group, spending about 10-20% of his time on this.
Employment History
Current Registrations
Essex Financial Services, INC.
Previous Registrations
The Leaders Group, INC.Broker
Essex Financial Services, INC.Broker
Fidelity Brokerage Services LLCBroker
Strategic Advisers, INC.
Fidelity Investments Institutional Services Company, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Dave Delfino, CFPEssex Financial Services, INC.
- Gabriel Flugrad, CFPEssex Financial Services, INC.
- David Lamay, CFPEssex Financial Services, INC.
- Stephen BatesEssex Financial Services, INC.
- Robert Marcinek, CFP
- Derek Lyon, CFPJeffrey N. Mehler, CFP LLC