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Andrew Haag

Charles Schwab & CO., INC.
26 Years of Experience
Westlake, TX
1 DisclosureBroker
View SEC Summary
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Andrew Haag is a registered investment advisor at Charles Schwab & CO., INC., based in Westlake, TX, with 26 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3000 Schwab Way, Westlake, TX, 76262

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2025
Pending
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andrew is a member of a band, playing vocals and rhythm guitar since 2012. He also is involved with Treasure Tank Productions LLC in research and development, dedicating a few hours per week.

Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
September 2023 - Present · 3 yrs 1 mo
Charles Schwab & CO., INC.
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
TD Ameritrade Investment Management, LLC
August 2018 - September 2023 · 5 yrs 1 mo
TD Ameritrade, INC.Broker
January 2007 - September 2023 · 16 yrs 8 mos
TD Ameritrade, INC.
January 2007 - October 2022 · 15 yrs 9 mos
Amerivest Investment Management, LLC
January 2007 - February 2015 · 8 yrs 1 mo
Janney Montgomery Scott LLC
June 2005 - December 2006 · 1 yr 6 mos
Janney Montgomery Scott LLCBroker
June 2005 - December 2006 · 1 yr 6 mos
Parker/hunter Incorporated
February 2005 - June 2005 · 4 mos
Parker/hunter IncorporatedBroker
July 2004 - June 2005 · 11 mos
H&r Block Financial Advisors, INC.
June 2003 - July 2004 · 1 yr 1 mo
H&r Block Financial Advisors, INC.Broker
July 2000 - July 2004 · 4 yrs
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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