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Charles Smith

U.S. Bancorp Advisors, LLC
26 Years of Experience
Mason, OH
2 DisclosuresBroker
View SEC Summary
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Charles Smith is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Mason, OH, with 26 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.

U.S. Bancorp Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1158 advisors
IM Fee
Planning only
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
View Full SEC Brochure

Location

5100 Socialville Foster Rd, Mason, OH, 45040

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2013
Denied
Customer Dispute
January 2010
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 8 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
U.S. Bancorp Investments, INC.
October 2017 - February 2026 · 8 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
October 2017 - February 2026 · 8 yrs 4 mos
Fifth Third Securities, INC.
February 2005 - November 2017 · 12 yrs 9 mos
Fifth Third Securities, INC.Broker
July 2000 - November 2017 · 17 yrs 4 mos
State Registrations18 states
FLIDILINKSKYMINCNDNJNVNYOHPASCTNVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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