Carlos Ferreira
Carlos Ferreira is a registered investment advisor at Itau International Securities INC., based in Weston, FL, with 19 years of industry experience. Carlos is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 34 clients with $48M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 0.50% |
| $10.0M - $25.0M | 0.50% |
| $25.0M - $50.0M | 0.25% |
| $50M+ | 0.25% |
All fees are negotiable. Performance-based fee arrangements are available for qualifying clients, consisting of 0.25% to 0.50% annually plus 10% of net returns over 3-month LIBOR.
Fee Estimator
Location
Weston, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carlos works as an investor for Banco Itau International, advising clients on various financial instruments. He dedicates a few hours per week to this activity during normal business hours.
Employment History
Current Registrations
Itau International Securities INC.
Itau International Securities INC.
Itau International Securities INC.Broker
Previous Registrations
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
UBS Financial Services INC.Broker
UBS International INC.Broker
Kaufman Bros., L.P.Broker
Thomas Weisel Partners LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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