CF
CF

Carlos a Ferreira

18 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
14 advisors
Number of Clients
27 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$56.6M

Fee Structure

Minimum Investment:$1M
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Location

Weston, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carlos works as an investor for Banco Itau International, advising clients on various financial instruments. He dedicates a few hours per week to this activity during normal business hours.

Employment History
Current Registrations
Itau International Securities INC.
August 2024 - Present · 1 yr 6 mos
Itau International Securities INC.
June 2024 - Present · 1 yr 8 mos
Itau International Securities INC.Broker
June 2024 - Present · 1 yr 8 mos
Previous Registrations
Deutsche Bank Securities INC.
January 2020 - December 2023 · 3 yrs 11 mos
Deutsche Bank Securities INC.Broker
June 2019 - May 2024 · 4 yrs 11 mos
UBS Financial Services INC.Broker
January 2010 - June 2019 · 9 yrs 5 mos
UBS International INC.Broker
September 2008 - January 2010 · 1 yr 4 mos
Kaufman Bros., L.P.Broker
December 2007 - July 2008 · 7 mos
Thomas Weisel Partners LLCBroker
September 2006 - December 2007 · 1 yr 3 mos
State Registrations5 states
CACTFLNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.