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CFP
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CFP

Seth Grano

Global Retirement Partners LLC
26 Years of Experience
San Rafael, CA
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Seth Grano is a CFP-designated registered investment advisor at Global Retirement Partners LLC, based in San Rafael, CA, with 26 years of industry experience. Seth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Federal Employees, and 4 more. Their firm serves 28,693 clients with $170B in assets under management.

Global Retirement Partners LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
489 advisors
Number of Clients
28,693 clients
Average Client Portfolio
$5.9M average
Assets Under Management
$169.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1.0M - $2.0M1.50%
$2M+1.00%

Fees may be paid monthly or quarterly, in arrears or in advance. Alternative schedules apply to specific third-party programs like Dynamic LifeManagement, where rates start at 1.25% for assets under $500,000 and decrease for larger amounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

40 E. Alamar Ave., San Rafael, CA, 93105

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2013
Settled
Customer Dispute
July 2012
Award / Judgment
Customer Dispute
March 2011
Settled
Customer Dispute
April 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Seth operates HUB Retirement and Wealth Management as a DBA for his LPL business since 2016. He also provides administrative support to Global Retirement Partners and HUB Retirement and Wealth Management, spending full-time hours on each of these activities.

Employment History
Current Registrations
Global Retirement Partners LLC
July 2023 - Present · 3 yrs 3 mos
LPL Financial LLCBroker
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
February 2016 - July 2023 · 7 yrs 5 mos
HUB International Investment Services INC. (hiis)
February 2016 - March 2016 · 1 mo
Cambridge Investment Research, INC.Broker
February 2016 - July 2023 · 7 yrs 5 mos
HUB International Investment Services INC.Broker
February 2016 - January 2024 · 7 yrs 11 mos
Centaurus Financial, INC.
November 2011 - January 2016 · 4 yrs 2 mos
Centaurus Financial, INC.Broker
November 2010 - January 2016 · 5 yrs 2 mos
American Beacon Partners, INC.Broker
March 2010 - December 2010 · 9 mos
Waterford Investor Services, INC.Broker
January 2010 - April 2010 · 3 mos
Community Bankers Securities, LLCBroker
August 2008 - December 2009 · 1 yr 4 mos
Multi-Financial Securities Corporation
June 2006 - August 2008 · 2 yrs 2 mos
Multi-Financial Securities CorporationBroker
June 2006 - August 2008 · 2 yrs 2 mos
Qa3 Financial CORP.Broker
March 2006 - July 2006 · 4 mos
Tlg Advisors, INC.
November 2005 - December 2006 · 1 yr 1 mo
Great Northern Financial Securities, INC.Broker
June 2002 - March 2006 · 3 yrs 9 mos
First Montauk Securities CORP.Broker
June 2001 - July 2002 · 1 yr 1 mo
Metropolitan Investment Securities, INC.Broker
July 2000 - June 2001 · 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Seth Grano - Financial Advisor | TrueAdvisor