Harold Knight
Harold Knight is a registered investment advisor at Cape Investment Advisory, INC., based in Slatington, PA, with 19 years of industry experience. Harold is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 1,013 clients with $470M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $500K | 2.50% |
| $500K - $1.0M | 2.25% |
| $1.0M - $2.0M | 1.95% |
| $2.0M - $5.0M | 1.65% |
| $5M+ | 1.35% |
Fees are all-inclusive wrap fees covering management, execution, clearing, and custody. All fees are negotiable. There is a $350 minimum annual fee.
Fee Estimator
Location
Slatington, PA
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2008Other Business Activities
Harold is a Compliance Director at AMGlobe Consulting, LLC, providing regulatory compliance consulting for affiliated financial services. This consulting role is a full-time commitment.
Employment History
Current Registrations
Cape Investment Advisory, INC.
American Global Wealth Management, INC.
American Global Wealth Management, INC.Broker
Previous Registrations
First Asset Financial INC.Broker
Cape Securities INC.Broker
Sharenett Securities LLCBroker
Cape Securities INC.Broker
Cape Investment Advisory, INC.
American Global Wealth Management, INC.Broker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
AXA Advisors, LLCBroker
Park Avenue Securities LLCBroker
Cadaret, Grant & CO., INC.Broker
J.P. Turner & Company, L.L.C.Broker
Attkisson Carter & Company, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.