Charlotte Campbell is a registered investment advisor, based in Austin, TX, with 21 years of industry experience.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charlotte works as a Registered Operations Manager at Park Place Financial, providing administrative support to financial advisors, which is a full-time commitment. She also owns and manages two real estate properties, dedicating minimal time to each.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
Kestra Advisory Services, LLC
Previous Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Hancock Whitney Investment Services INC.
Hancock Whitney Investment Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
AXA Advisors, LLCBroker
UBS Painewebber INC.Broker
UBS Painewebber INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.