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Christopher Boggs

25 Years of Experience
Baton Rouge, LA
1 DisclosureBroker

Christopher Boggs is a registered investment advisor at LPL Financial LLC, based in Baton Rouge, LA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3888 S. Sherwood Forest Blvd, Bldg Iii, Ste. K, Baton Rouge, LA, 70816

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Denied
Other Business Activities

Christopher owns MK Investment Properties LLC, a real estate rental business, dedicating minimal time. He also operates under the DBAs SRS Wealth Management Group and American Retirement Solutions LLC for his LPL business, spending a significant portion of his time on these activities, and is on the committee for SRS Scholarship, spending minimal time.

Employment History
Current Registrations
LPL Financial LLCBroker
November 2018 - Present · 7 yrs 6 mos
LPL Financial LLC
November 2018 - Present · 7 yrs 6 mos
Previous Registrations
First Allied Securities, INC.Broker
March 2014 - November 2018 · 4 yrs 8 mos
First Allied Advisory Services, INC.
March 2014 - November 2018 · 4 yrs 8 mos
LPL Financial LLC
October 2005 - March 2014 · 8 yrs 5 mos
LPL Financial LLCBroker
October 2005 - March 2014 · 8 yrs 5 mos
Investacorp, INC.Broker
July 2000 - October 2005 · 5 yrs 3 mos
State Registrations17 states
ALARAZCAFLGAIAKYLAMIMSNCNVOHTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Boggs - Financial Advisor | TrueAdvisor