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Cathy Tamez is a registered investment advisor, based in Richardson, TX, with 25 years of industry experience.
Location
2435 North Central Expwy., Ste. 1200, Richardson, TX, 75080
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Regulatory History (1)
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Employment Separation After Allegations
March 2015Other Business ActivitiesSells Insurance
Cathy is an advisory representative of a RIA, an independent insurance agent for various companies, and a wellness advocate for DoTerra. She also owns Ten4 Financial LLC, is President at Assurance Asset Management, Inc., and is an independent insurance agent for Blue Benefits Strategies, LLC.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
May 2015 - Present · 11 yrs
Cambridge Investment Research, INC.
May 2015 - Present · 11 yrs
Cambridge Investment Research Advisors, INC.
May 2015 - Present · 11 yrs
Previous Registrations
Fidelity Brokerage Services LLCBroker
January 2008 - March 2015 · 7 yrs 2 mos
Fidelity Investments Institutional Services Company, INC.Broker
May 2006 - January 2008 · 1 yr 8 mos
Strategic Advisers, INC.
April 2003 - March 2015 · 11 yrs 11 mos
Fidelity Brokerage Services LLCBroker
September 2000 - May 2006 · 5 yrs 8 mos
State Registrations28 states
AZCACODCFLGAHIIAIDILINKSKYLAMAMIMOMSNCNVNYOHOKSCTXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.