Katherine Stellflue is a CFP-designated registered investment advisor at LPL Financial LLC, based in Lenoir City, TN, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
366 Bittersweet Ln, Lenoir City, TN, 37771
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Katherine operates under the DBA Pence Financial Group for her LPL business. This investment-related activity takes nearly all of Katherine's time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Kestra Investment Services, LLCBroker
Goldstein Advisors, LLC
Securities America, INC.Broker
Arbor Point Advisors
Ameriprise Financial Services, LLC.
Ameriprise Financial Services, LLCBroker
Pence Wealth Management Corporation
LPL Financial LLC
LPL Financial LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.