Peter Shimkus is a registered investment advisor, based in Southboro, MA, with 50 years of industry experience.
Location
8 Lynbrook Road, Southboro, MA, 01772
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 2018Final Disposition
Other Business Activities
Peter is the owner of Peter E. Shimkus, RIA, a registered investment advisory firm, since 1993. He spends about three-quarters of his time on his advisory business, with about half his time during trading hours.
Employment History
Current Registrations
Chauner Securities, INC.
January 2000 - Present · 26 yrs 4 mos
Chauner Securities, INC.Broker
January 2000 - Present · 26 yrs 4 mos
Shimkus, Peter E
April 1994 - Present · 32 yrs 1 mo
Previous Registrations
Michel Securities, LTD.Broker
June 1991 - December 1999 · 8 yrs 6 mos
March Securities CorporationBroker
September 1983 - May 1991 · 7 yrs 8 mos
Equity Services, INC.Broker
April 1973 - December 1977 · 4 yrs 8 mos
Nel Equity Services CorporationBroker
May 1970 - April 1973 · 2 yrs 11 mos
State Registrations12 states
CACOCTDCFLMAMDNCNHNJNYRI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.