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Hsin-Yuin Horng

18 Years of Experience
Pasadena, CA
Broker

Hsin-Yuin Horng is a registered investment advisor at Morgan Stanley, based in Pasadena, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 South Lake Avenue Pasadena Towers - Tower II, Suite 700, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Hsin-Yuin owns and manages multiple rental properties in California, including properties in Monrovia, South Pasadena, Glendale, and Pasadena. Hsin-Yuin spends minimal time on these activities after business hours.

Employment History
Current Registrations
Morgan Stanley
March 2024 - Present · 2 yrs 2 mos
Morgan StanleyBroker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
March 2016 - July 2020 · 4 yrs 4 mos
UBS Financial Services INC.Broker
March 2016 - July 2020 · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2004 - March 2016 · 11 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2004 - March 2016 · 12 yrs
State Registrations24 states
AKAZCACODCDEFLHIILMAMDNJNVNYOHORPASCSDTXUTVirgin IslandsWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Hsin-Yuin Horng - Financial Advisor | TrueAdvisor