Eric Smith is a registered investment advisor at Morgan Stanley, based in Naples, FL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8889 Pelican Bay Boulevard, Suite 300, Naples, FL, 34108
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
February 2014 - Present · 12 yrs 3 mos
Morgan StanleyBroker
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
August 2009 - November 2013 · 4 yrs 3 mos
UBS Financial Services INC.Broker
January 2007 - November 2013 · 6 yrs 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
August 2004 - December 2006 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2000 - January 2007 · 6 yrs 4 mos
State Registrations42 states
ALAZCACOCTDCDEFLGAHIIAILINLAMAMDMEMIMNMONCNDNHNJNMNVNYOHORPARISCTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.