JS
CFP · ChFC
JS
CFP · ChFC

James Shoemaker

43 Years of Experience
Germantown, TN
2 DisclosuresBrokerSells Insurance

James Shoemaker is a CFP, ChFC-designated registered investment advisor, based in Germantown, TN, with 43 years of industry experience.

Location

2176 West St, Ste 100, Germantown, TN, 38138

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 1989
Final
Customer Dispute
February 1986
Settled
Other Business ActivitiesSells Insurance

James is a director at Kingdom Advisors since 1998, dedicating minimal time. He also owns Shoemaker Insurance Solutions, selling fixed insurance, and spends a few hours per week on this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Shoemaker Advisory Corporation
June 2005 - December 2007 · 2 yrs 6 mos
Securian Financial Services, INC.
February 2003 - August 2023 · 20 yrs 6 mos
Securian Financial Services, INC.Broker
August 1990 - August 2023 · 33 yrs
Shoemaker Securities Company, INC.Broker
March 1989 - February 1990 · 11 mos
Carey Jamison & CompanyBroker
December 1988 - April 1989 · 4 mos
Hibbard Brown & CO., INC.Broker
September 1987 - October 1988 · 1 yr 1 mo
Fsc Securities CorporationBroker
November 1981 - September 1987 · 5 yrs 10 mos
State Registrations26 states
ALARAZCACOFLGAILINKYLAMDMOMSNCNMNYOHOKORPASCTNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Shoemaker - Financial Advisor | TrueAdvisor