TB
TB
Thomas Brunt
9 Years of Experience
Germantown, TN
1 DisclosureBroker
Thomas Brunt is a registered investment advisor at Cetera Investment Advisers LLC, based in Germantown, TN, with 9 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10458 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
7744 Poplar Avenue, Germantown, TN, 38138
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2022Settled
Other Business Activities
Thomas is a private wealth advisor at Regions Private Wealth.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2019 - Present · 7 yrs 1 mo
Cetera Investment Services LLCBroker
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
MML Investors Services, LLCBroker
November 2015 - May 2017 · 1 yr 6 mos
State Registrations8 states
ALARCODCFLGAMSTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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