Alyse Duffy
Alyse Duffy is a registered investment advisor at Ameriprise Financial Services, LLC, based in Tampa, FL, with 19 years of industry experience. Alyse operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
4030 W Boy Scout Blvd, Ste 300, Tampa, FL, 33607-5713
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
January 2012Other Business Activities
Alyse is the President of Duffy, dedicating about 10-20% of her time to this role since January 2021. She also serves as Second Vice President of Duffy, a non-investment related role, since September 2016, dedicating a few hours per week.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Raymond James & Associates, INC.Broker
Wachovia Securities, LLCBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.