Alyse Duffy
Alyse Duffy is a registered investment advisor at Ameriprise Financial Services, LLC, based in Tampa, FL, with 20 years of industry experience. Alyse is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
4030 W Boy Scout Blvd, Ste 300, Tampa, FL, 33607-5713
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
January 2012Other Business Activities
Alyse is the President of Duffy, dedicating about 10-20% of her time to this role since January 2021. She also serves as Second Vice President of Duffy, a non-investment related role, since September 2016, dedicating a few hours per week.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Raymond James & Associates, INC.Broker
Wachovia Securities, LLCBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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