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Joshua Axel

Ktf Investments, LLC
26 Years of Experience
Seal Beach, CA
3 Disclosures
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Joshua Axel is a registered investment advisor at Ktf Investments, LLC, based in Seal Beach, CA, with 26 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 184 clients with $700M in assets under management.

Ktf Investments, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
184 clients
Average Client Portfolio
$3.8M average
Assets Under Management
$700.2M

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum annual fee charged will not exceed 2%. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

13001 Seal Beach Boulevard, # 250, Seal Beach, CA, 90740

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2022
Denied
Customer Dispute
June 2010
Settled
Customer Dispute
May 2009
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ktf Investments, LLC
August 2025 - Present · 1 yr 2 mos
Previous Registrations
UBS Financial Services INC.
December 2000 - September 2025 · 24 yrs 9 mos
UBS Financial Services INC.Broker
September 2000 - September 2025 · 25 yrs
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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