Richard Colleoni is a registered investment advisor, based in Arlington, TX, with 25 years of industry experience.
Location
Arlington, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an independently licensed insurance agent appointed with various insurance companies. He also has a hobby involving spinning tops, occasionally developing and selling accessories, dedicating minimal time to it.
Employment History
Current Registrations
Sigma Financial CorporationBroker
November 2017 - Present · 8 yrs 6 mos
Spc
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
Wunderlich Securities, INC.Broker
January 2014 - November 2017 · 3 yrs 10 mos
Wunderlich Securities, INC.
January 2014 - November 2017 · 3 yrs 10 mos
Raymond James & Associates, INC.Broker
February 2013 - January 2014 · 11 mos
Raymond James & Associates, INC.
February 2013 - January 2014 · 11 mos
Morgan Keegan & Company, INC.
October 2007 - February 2013 · 5 yrs 4 mos
Morgan Keegan & Company, INC.Broker
October 2007 - February 2013 · 5 yrs 4 mos
A. G. Edwards & Sons, INC.
September 2002 - October 2007 · 5 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
September 2000 - October 2007 · 7 yrs 1 mo
State Registrations2 states
TXWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.