TB
TB
Travis Blaser is a registered investment advisor, based in Scottsdale, AZ, with 25 years of industry experience.
Location
6900 E. Camel Backrd, Suite 606, Scottsdale, AZ, 85251
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2018Award / Judgment
Other Business ActivitiesSells Insurance
Travis is a partner at Blaser McCook LLC, a holding company, dedicating minimal time. He is also an insurance agent since 1997, spending minimal time on this activity.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
October 2014 - November 2020 · 6 yrs 1 mo
First Allied Securities, INC.Broker
October 2014 - September 2022 · 7 yrs 11 mos
National Planning Corporation ("npc of America" in Fl & Ny)
October 2009 - October 2014 · 5 yrs
National Planning CorporationBroker
January 2009 - October 2014 · 5 yrs 9 mos
Aig Financial Advisors, INC.
December 2008 - January 2009 · 1 mo
Aig Financial Advisors, INC.
April 2006 - December 2006 · 8 mos
Sagepoint Financial, INC.Broker
October 2005 - January 2009 · 3 yrs 3 mos
Integrated Wealth Management, LLC
May 2002 - July 2004 · 2 yrs 2 mos
Sunamerica Securities, INC.Broker
August 2001 - October 2005 · 4 yrs 2 mos
Washington Square Securities, INC.Broker
September 2000 - August 2001 · 11 mos
State Registrations5 states
AZCAORUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.