Steven Rotello
Steven Rotello is a CFP-designated registered investment advisor at Mosaic Wealth, based in St. Louis, MO, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 722 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mosaic Wealth charges a percentage of your portfolio's value as a wealth management fee, up to a maximum of 1.50% annually, paid quarterly in advance. The fee is based on the market value of the assets they manage. Fees are negotiable. For certain clients, Mosaic Wealth charges an advisory fee for services provided with respect to held-away accounts.
Location
1401 S. Brentwood Blvd., Suite 630, St. Louis, MO, 63144
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is an investment advisor representative and registered representative, spending the majority of his time in those roles. He is also an independent insurance agent since 2017, dedicating about 10% of his time to insurance sales, and a committee/board member for two schools, spending minimal time on those activities.
Employment History
Current Registrations
Mosaic Wealth
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Mosaic Family Wealth, LLC
UBS Financial Services INC.Broker
UBS Financial Services INC.
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.