Kelly Karren
Kelly Karren is a registered investment advisor at LPL Financial LLC, based in Calabasas, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Calabasas, CA
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2008Other Business ActivitiesSells Insurance
Kelly is affiliated with Premier America Investment and Retirement Services and Premier America Wealth Management Group, both DBAs for her LPL business. She also works as an insurance agent selling fixed insurance products, including life, health, disability, LTC, and fixed annuities, dedicating about 10% of her time to this. Additionally, Kelly is a sponsored athlete as a US Masters Swimmer, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Xcu Capital Corporation, INC.
Xcu Capital Corporation, INC.Broker
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.