KM
KM

Kenneth Muskat

23 Years of Experience
Agoura Hills, CA
2 DisclosuresBrokerSells Insurance

Kenneth Muskat is a registered investment advisor at Commonwealth Financial Network, based in Agoura Hills, CA, with 23 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3079 advisors
Number of Clients
399,450 clients
Average Client Portfolio
$525K average
Assets Under Management
$209.7B

Fee Structure

Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.

Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.

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Location

Agoura Hills, CA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 2022
Final Disposition
Criminal
January 2001
Final Disposition
Other Business ActivitiesSells Insurance

Kenneth sells fixed insurance under the Commonwealth Financial Network name, conducted at the branch and investment related.

Employment History
Current Registrations
Commonwealth Financial Network
October 2009 - Present · 16 yrs 11 mos
Commonwealth Financial NetworkBroker
July 2009 - Present · 17 yrs 2 mos
Previous Registrations
Financial Network Investment CorporationBroker
October 2006 - July 2009 · 2 yrs 9 mos
Financial Network Investment CorporationBroker
September 2001 - April 2005 · 3 yrs 7 mos
State Registrations6 states
CAMDMINYOHUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.