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Aaron Petersan

Raymond James Financial Services Advisors, INC
26 Years of Experience
Lincoln, NE
Broker
View SEC Summary
View SEC Summary

Aaron Petersan is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lincoln, NE, with 26 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6696 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8555 Executive Wood Drive, Suite 400, Lincoln, NE, 68512

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is an independent contractor and business owner for both Aaron W Petersan, LLC and Focus Financial, LLC. He works as a financial advisor and branch manager, dedicating about half his time to each business.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
November 2019 - Present · 6 yrs 11 mos
Raymond James Financial Services Advisors, INC
November 2019 - Present · 6 yrs 11 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - November 2019 · 10 yrs 5 mos
Morgan Stanley
June 2009 - November 2019 · 10 yrs 5 mos
Citigroup Global Markets INC.
February 2002 - June 2009 · 7 yrs 4 mos
Citigroup Global Markets INC.Broker
November 2001 - June 2009 · 7 yrs 7 mos
UBS Painewebber INC.Broker
September 2000 - December 2001 · 1 yr 3 mos
State Registrations32 states
AKARAZCACODCFLGAHIIAIDILKSMAMDMIMOMSMTNENVNYORPASDTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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