Matthew Dana
Matthew Dana is a ChFC-designated registered investment advisor at Dana Whiting Financial, LLC, based in Scottsdale, AZ, with 23 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
DWF does not directly manage investments. Instead, DWF refers you to a third-party money manager. DWF is compensated by the third-party manager through a portion of the fees you pay them. The fees paid to DWF by the third-party manager do not increase the fees that you would otherwise be charged. The fees paid to DWF may vary from manager to manager and program to program, but will not exceed 35% of the fee charged to you by the third-party manager and will specifically be disclosed to you in the third-party manager’s Solicitors Disclosure Statement, other disclosure document, and/or investment advisory agreement. The total fees you pay to the third-party manager will never exceed 2.0% per year of your assets under management.
Location
8817 E. Bell Road, Suite 201, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (2)
Regulatory
September 2016Regulatory
December 2015Other Business ActivitiesSells Insurance
Matthew is licensed to offer fixed insurance products through various insurance carriers since 1998, dedicating minimal time to this activity. He also manages several real estate holding companies and other businesses, including legal software and estate planning services, all taking minimal time.
Employment History
Current Registrations
Dana Whiting Financial, LLC
Previous Registrations
Dana Financial
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.