Aaron Smith
Aaron Smith is a registered investment advisor at Smith Financial, based in Kokomo, IN, with 26 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 159 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.50% |
| $2.0M - $3.0M | 0.40% |
| $3M+ | 0.25% |
All fees are subject to negotiation. Asset-based fees may not exceed 2.50% of managed assets.
Fee Estimator
Location
1830 S. Plate St., Kokomo, IN, 46902
Get directionsHistory
Regulatory History (1)
Criminal
November 2010Other Business ActivitiesSells Insurance
Aaron is an investment adviser rep and chief compliance officer at Smith Financial Investment Advisors, dedicating nearly full-time hours to this role. He also assists with client meetings and presentation preparation for Smith Financial/Rocke and Smith, an insurance sales business, spending about a quarter of his time on this activity.
Employment History
Current Registrations
Smith Financial
Previous Registrations
Mercap Securities, LLCBroker
NFP Securities, INC.Broker
Valmark Advisers, INC.
Valmark Securities, INC.Broker
NFP Securities, INC.
NFP Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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