Daphne Martin is a registered investment advisor at D.A. Davidson & CO., based in Carlsbad, CA, with 25 years of industry experience. Daphne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Opus Plaza 1, 1925 Palomar Oaks Way, Suite 300, Carlsbad, CA, 92008
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Daphne is a board member of the Texas Exes Los Angeles Chapter, a non-profit scholarship foundation, since April 2022, and spends minimal time planning parties and special events. She is also the treasurer for the same chapter since June 2023, spending minimal time tracking the checking account and reporting activity to the board.
Employment History
Current Registrations
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations29 states
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