John Thornton
John Thornton is a CFA-designated registered investment advisor at Stephens Investment Management Group, LLC, based in Houston, TX, with 26 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 277 clients with $9.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Maximum fee varies by strategy: Small Cap Growth and SMID Hybrid Growth are up to 1.25%; Mid Cap Growth, SMID Core Growth, Leaders and Innovators, and Artificial Intelligence and Automation are up to 1.00%; SMID Select Growth is up to 1.10%. Fees are negotiable.
Fee Estimator
Location
9 Greenway Plaze, Houston, TX, 77046
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is an advisory board member for The MBA Fund LLC, a student-managed investment fund at the University of Texas, dedicating minimal time. He is also a board member for Biehl International, a maritime shipping company, attending quarterly board meetings.
Employment History
Current Registrations
Stephens Investment Management Group, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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