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Regina Ohlman

Janney Montgomery Scott LLC
25 Years of Experience
Sarasota, FL
1 DisclosureBroker
View SEC Summary
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Regina Ohlman is a registered investment advisor at Janney Montgomery Scott LLC, based in Sarasota, FL, with 25 years of industry experience. Regina is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2 N. Tamiami Trail, Suite 608, Sarasota, FL, 34236

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2021
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Regina is a co-owner of an airplane through G&M Baron Aviation LLC since May 2025. This investment-related activity requires minimal time and is not compensated.

Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
May 2021 - Present · 5 yrs 5 mos
Janney Montgomery Scott LLC
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
Raymond James & Associates, INC.
May 2017 - April 2021 · 3 yrs 11 mos
Raymond James & Associates, INC.Broker
May 2017 - April 2021 · 3 yrs 11 mos
Raymond James Financial Services Advisors, INC
January 2012 - May 2017 · 5 yrs 4 mos
Raymond James Financial Services, INC.Broker
November 2011 - May 2017 · 5 yrs 6 mos
Raymond James & Associates, INC.
July 2004 - November 2011 · 7 yrs 4 mos
Raymond James & Associates, INC.Broker
June 2004 - November 2011 · 7 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
November 2000 - June 2004 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2000 - June 2004 · 3 yrs 9 mos
State Registrations19 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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