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Glenn Hamler

38 Years of Experience
Mystic, CT
2 DisclosuresBroker

Glenn Hamler is a registered investment advisor at Janney Montgomery Scott LLC, based in Mystic, CT, with 38 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

60 Willow Street, Suite 101, Mystic, CT, 06355

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2005
Final
Customer Dispute
April 2003
Settled
Employment History
Current Registrations
Janney Montgomery Scott LLC
March 2022 - Present · 4 yrs 4 mos
Janney Montgomery Scott LLCBroker
March 2022 - Present · 4 yrs 4 mos
Previous Registrations
UBS Financial Services INC.Broker
September 2010 - April 2022 · 11 yrs 7 mos
UBS Financial Services INC.
September 2010 - April 2022 · 11 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
November 2005 - October 2010 · 4 yrs 11 mos
Stifel, Nicolaus & Company, Incorporated
November 2005 - October 2010 · 4 yrs 11 mos
Advest, INC.
November 1999 - December 2005 · 6 yrs 1 mo
Advest, INC.Broker
July 1992 - December 2005 · 13 yrs 5 mos
Banca Imi Securities CORP.Broker
April 1991 - July 1992 · 1 yr 3 mos
Mabon, Nugent & CO.Broker
December 1989 - April 1991 · 1 yr 4 mos
Isfa CorporationBroker
December 1988 - October 1989 · 10 mos
American Express Financial Advisors INC.Broker
September 1987 - December 1988 · 1 yr 3 mos
State Registrations25 states
AZCACTFLGAKYMAMDMENCNHNJNVNYOHORPARISCSDTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.